UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On September 28, 2023, Saratoga Investment Corp. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”). As of August 4, 2023, the record date for the Annual Meeting, 12,479,781 shares of common stock were eligible to be voted, and 6,370,043 of those shares were voted in person or by proxy at the Annual Meeting. The following matter was submitted at the Annual Meeting to the stockholders for consideration:
Proposal 1 - Election of Directors
| ● | To elect each of G. Cabell Williams and Henri J. Steenkamp as a director of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until their respective successor is duly elected and qualified. |
The nominees were elected to serve until the 2026 Annual Meeting of Stockholders or until their respective successor is duly elected and qualified. The following votes were taken in connection with this proposal:
| Director Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||||||||
| G. Cabell Williams | 5,443,069 | 926,974 | - | |||||||||
| Henri J. Steenkamp | 6,117,864 | 252,179 | - | |||||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SARATOGA INVESTMENT CORP. | ||
| Date: September 28, 2023 | By: | /s/ Henri J. Steenkamp |
| Name: | Henri J. Steenkamp | |
| Title: | Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary | |
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