Corporate Governance

The Board of Directors of Saratoga Investment Corp sets high standards for the Company's employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance.
It is the duty of the Board of Directors to serve as a prudent fiduciary for shareholders and to oversee the management of the Company's business. To fulfill its responsibilities and to discharge its duty, the Board of Directors follows the procedures and standards that are set forth in these guidelines. These guidelines are subject to modification from time to time as the Board of Directors deems appropriate in the best interests of the Company or as required by applicable laws and regulations. To promote open discussion among the non-management directors, the non-management directors of the Company will meet at regularly scheduled executive sessions without management. The non-management directors that chair committees of the Board of Directors will alternate acting as presiding director at such meetings, in alphabetical order based on the names of the committees they chair.

Board of Directors

Steven M. Looney Independent Director
Charles S. Whitman III Independent Director
G. Cabell Williams Independent Director

Contact the Board

You can contact Saratoga Investment Corp.'s Board of Directors to provide comments, to report concerns, or to ask a question, at the following address.

Corporate Secretary
Saratoga Investment Corp.
535 Madison Avenue
FOURTH FLOOR
New York, NY 10022
United States

You may submit your concern anonymously or confidentially by postal mail. You may also indicate whether you are a shareholder, customer, supplier, or other interested party.

Communications are distributed to the Board, or to any individual directors as appropriate, depending on the facts and circumstances outlined in the communication. In that regard, the Saratoga Investment Corp. board of directors has requested that certain items which are unrelated to the duties and responsibilities of the board should be excluded, such as:

  • Product complaints
  • Product inquiries
  • New product suggestions
  • Resumes and other forms of job inquiries
  • Surveys
  • Business solicitations or advertisements

In addition, material that is unduly hostile, threatening, illegal or similarly unsuitable will be excluded, with the provision that any communication that is filtered out must be made available to any non-management director upon request.

You may also communicate online with our Board of Directors as a group.

Please submit your question using the form below. Fields marked with an * are required.